China Securities Regulatory Commission (CSRC) Administrative Penalties

[Kaldea]

Data URL

http://www.csrc.gov.cn/csrc/c100028/common_list.shtml

Publisher

China Securities Regulatory Commission

Publisher country/territory code

cn

Type of data

Sanctions (Governments barring specific engagement e.g. financial transaction with these entities)

Coverage region

region:Asia/Pacific

Can you tell us more?

Main Administrative Penalties Page: http://www.csrc.gov.cn/csrc/c100028/common_list.shtml
Enforcement Actions and Notices: http://www.csrc.gov.cn/csrc/c100026/common_list.shtml

The CSRC publishes detailed administrative penalties and enforcement actions against individuals and organizations violating securities laws in China. This includes names, identification details, the nature of the violation, and the penalties imposed. Incorporating this data would enhance coverage of regulatory actions from China, which is significant given the global focus on AML and compliance related to Chinese entities.

This is a suggestion or request

• I understand.

[jbothma]

yeah - tricky to find, and the site is slow. The penalties I've found so far were free text - might be able to parse a main subject name out at least:

Administrative penalties http://www.csrc.gov.cn/csrc/c101971/zfxxgk_zdgk.shtml linked from http://www.csrc.gov.cn/

and

[jbothma]

At least in the market entry bans, it looks like each named individual has details of their ban in a dedicated paragraph towards the end of the notice.